Cosgrove Simpson has earned a widespread reputation for providing excellent legal services. We meet the needs of our clients by performing the highest level of legal and consulting services. Our team approach helps to properly facilitate each client’s needs.
Cosgrove Simpson assists its clients in developing effective compliance and training programs. Our attorneys also regularly advise clients in investigations and formal proceedings by federal and state financial regulators and self-regulatory organizations.
Cosgrove Simpson has handled many U-5 defamation cases all over the nation. If you believe you are a victim of U-5 defamation, contact us today.
A FINRA arbitration panel just ordered Ameriprise Financial Services, LLC to pay Edward Jones 1) over $500,000 in compensatory damages,...
Buying or selling a financial advisor’s “book of business” may sound straightforward: determine revenue, apply a valuation method, negotiate...